Posted March 31, 2004
Fact Sheet: Just Like
Where You and I Live—Integrated
Housing Options for People with
Mental Illnesses
By Michael Allen[1]
Community integration stands in stark
contrast to outdated views of people with psychiatric disabilities—whether
held by professionals, family members, or the general public—as perennial
patients, helpless and dependent, with hopeless futures....These outmoded
beliefs about people with psychiatric disabilities...will die hard in
the mental health field.[2]
Introduction
More than a decade
after Carling observed a “paradigm shift” in thinking about full community
participation by and integration of people with psychiatric disabilities,[3] the
idea that mental health professionals should use housing as leverage to
induce consumers to comply with mental health treatment plans seems oddly
out of step. More than two decades ago, Test and Stein warned that “special
living arrangements” should be avoided,[4] in large
part because such arrangements stigmatize mental illnesses and make recovery
and integration even more difficult.
If we believe
that housing is an integral part of community integration, then we should
resist the kind of housing models that segregate people by psychiatric
diagnosis and communicate to the world that the residents are different.
If the objective is successful community integration, then housing for
people with psychiatric disabilities should look like where you and I live.[5]
A Paradigm Shift
With respect
to housing, the paradigm shift involves a fundamental redefinition of the
relationship between consumers and housing and service providers.[6] While
group homes and other congregate models that “bundled” housing and services
may have been cutting-edge technology in the 1970s, they have become dinosaurs,
just like the state hospitals before them. A number of commentators have
suggested that such housing is on precarious legal footing.[7] A growing number of other mental health
stakeholders, including mental health commissioners,[8] advocacy organizations,[9] providers[10] and federal government agencies,[11] have
made it clear that such coercive housing practices no longer have a place
in the mental health system. They suggest that the principles of person-centered
planning and choice must prevail over administrative convenience and familiar
modes of administration.[12]
The central question
is not what policies will promote compliance with mental health treatment,
but rather, what role stable, integrated, unbundled housing can play in
securing good life outcomes.[13] As part of that discussion,
we must make clear that people with psychiatric disabilities may need and
want supportive services, and that such service linkages may be critical
in helping them to succeed in the community.[14] Although there may be a fine line between
linking and bundling, that line is defined in terms of voluntariness.[15]
“Specialized” Housing Stigmatizes
People with Mental Illnesses
In the mainstream
housing market, tenants are required to comply with the core responsibilities
of tenancy. These usually include paying the rent, complying with the lease,
living at peace with neighbors and keeping the rental property in good
condition
But most tenants
with psychiatric disabilities are too poor to afford housing at market
rates,[16] and many operators of public and subsidized
housing are unwilling to rent to them.[17] As a consequence, state and local mental
health agencies began to develop their own housing programs, even though
many had little or no experience in the housing field.[18] Because mental health
systems developed models to combine housing and services in a single setting,
such programs were “typically segregated, professionally staffed, and congregate
in nature...”[19] Given
that consumers had received the entire bundle of housing and mental health
services almost exclusively in hospital settings, it is not surprising
that “what developed were residential programs, located in the community,
that simply replicated institutional programs.”[20]
Living in the
community implies the room to make one’s own decisions (and mistakes),
and to learn from the experience.[21] The use of housing programs
that shield consumers and mental health systems from the consequences of
such freedom of choice undermines the very premise of community integration.[22] Most mental health agencies
acknowledge the centrality of choice and self-determination to the process
of recovery. Even with this guiding philosophy, though, the range of choice
is often constrained to choices deemed acceptable by the agencies themselves.[23]
Many states still take the view that people with
disabilities (or people who are homeless) need “beds” or “slots” rather than
homes. In this view, every person served represents an income stream that
can help to support the operation of a group home, shelter or other congregate
facility. This view is shared by many state and private agencies who feel
they have a substantial stake in maintaining the current system of contracting
and procurement, and thereby supporting their financial investments in congregate
facilities. When people with disabilities are reduced to commodities in this
fashion, community integration and responding to individual needs are not
the primary objectives; rather, supposed efficiencies in the delivery of
mental health services and preservation of the status quo are paramount.
Consumers find
themselves in a precarious position because of the “bundling” of housing
and services, with the attendant requirement that they comply with a treatment
program in order to retain their housing. The inherent coercion involved
in such an approach leaves consumers with little voice in their recovery
plans. In other words, they do not aggressively question the treatment
program prescribed for them because they fear they will put their housing
in jeopardy. Similarly, overly restrictive rules (such as curfews), written
for providers’ convenience, often prevent consumers from taking an active
role in community affairs.
People with psychiatric
disabilities generally want the same kinds of housing that other citizens
want.[24] They want a range of housing options,
and many express a preference to live on their own and not be grouped with
other people on the basis of mental health service needs. They also prefer
housing without high levels of behavioral demand, and that preference appears
to be unrelated to diagnosis or severity thereof.[25] In short, they want housing that is
not identifiable as “mental health housing.” Obviously, there is
some risk in considering only consumer housing preferences,[26] but
failure to give them appropriate weight may also lead to disappointing
outcomes.[27]
Olmstead Places Limitations on “Mental Health” Housing
In addition to
the therapeutic and ethical reasons to disfavor the use of housing as leverage
to secure treatment compliance, the Supreme Court’s decision in L.C.
v. Olmstead[28] suggests that such an approach may
violate the Americans with Disabilities Act (ADA).
On June 22, 1999,
the United States Supreme Court held in Olmstead that the unnecessary
segregation of people with disabilities in institutions may constitute
discrimination based on disability. The court ruled that integration is
fundamental to the purposes of the Americans with Disabilities Act, and
that states may be required to provide community-based services rather
than institutional placements for individuals with disabilities. The decision
has far-reaching consequences for how states provide housing for people
being discharged from state institutions, and for those at risk of being
institutionalized.
The Olmstead case
involved two women who were unnecessarily detained in a state psychiatric
hospital long after their treating professionals determined they were prepared
to live in the community. When the state of Georgia refused to move them
out of the institution, citing the lack of community-based housing and
supports, the women sued under the Americans with Disabilities Act (ADA).
The ADA says,
among other things, that
...no qualified individual with a disability shall, by
reason of such disability, be excluded from participation in or be denied
the benefits of the services, programs, or activities of a public entity,
or be subjected to discrimination by any such entity. 42 U.S.C.A. § 12132
Congress instructed
the Department of Justice (DOJ) to promulgate regulations that would provide
further guidance on the meaning of this provision of the ADA. Consistent
with Section 504 of the Rehabilitation Act of 1973 (which governs recipients
of federal funds), DOJ’s regulations provide that
A public entity shall administer
services, programs, and activities in the most integrated setting appropriate
to the needs of qualified individuals with disabilities. 28 C.F.R. ' 130(d)
DOJ defined “most integrated setting” to mean
...a setting that enables
individuals with disabilities to interact with non-disabled persons to
the fullest extent possible. 28 C.F.R. pt. 35, App. A, p. 450
The Supreme Court concluded that “unjustified isolation...is
properly regarded as discrimination based on disability.” In determining
that the ADA required community-based housing and supports for people who
were unnecessarily institutionalized, the Supreme Court said:
[I]nstitutional placement
of persons who can handle and benefit from community settings perpetuates
unwarranted assumptions that persons so isolated are incapable or unworthy
of participating in community life. . . .
[C]onfinement in an institution
severely diminishes the everyday life activities of individuals, including
family relations, social contacts, work options, economic independence,
educational advancement, and cultural enrichment. 527 U.S. 581, 600-601
(1999)
While the Olmstead case
involved a state psychiatric hospital, its principles apply equally to
other institutions, like residential schools, intermediate care facilities
for people with mental retardation, nursing homes, residential treatment
programs and congregate or group homes.
Group homes and
other congregate housing models which segregate people with disabilities
and isolate them from community life can violate the ADA in the same way
that larger institutions do, by perpetuating unwarranted assumptions that
persons so isolated are incapable or unworthy of participating in community
life, and because confinement in a restrictive group home severely diminishes
the everyday life activities of individuals, including family relations,
social contacts, work options, economic independence, educational advancement
and cultural enrichment. As one commentator has put it:
Such homes...are often simply
an extension of the institutions left behind. Group homes, halfway houses,
quarterway houses, and board and care homes are hardly ‘homes’ at all.
Like institutions, they segregate people with disabilities and confine
them with little, if any, attention to individual choice.[29]
Olmstead virtually
commands states to offer services in non-institutional settings. A state
mental health system that offered community-based treatment only in
group homes which, by definition, segregate people on the basis of
psychiatric diagnosis, would be committing a form of discrimination
prohibited by the
ADA. That is because the use of large congregate settings perpetuates
unwarranted assumptions that residents are incapable or unworthy
of participating in community life, and tends to diminish the everyday
life activities of
the residents.
Presaging the
reasoning of Olmstead, Carling identified the key ingredients for
achieving community integration as including “a focus on consumers’ goals
and preferences, an individualized and flexible rehabilitation process,
and a strong emphasis on normal housing, work and social networks,” and
suggests that “[i]ntegration of tenants could be measured by the number
and type of their relationships and activities that involve people without
disabilities.”[30]
Consumers who
live in congregate housing find that there is often little due process
accorded prior to termination or eviction.[31] Where
compliance with treatment is mandated as a condition of keeping housing,
consumers are told “it’s my way or the highway,” and there is typically
no established process by which to challenge an adverse decision, or to
get a decision by an impartial decisionmaker[32] -a
situation exacerbated by the lack of review by a disinterested decisionmaker
and the absence of rights/recourse for residents. There is little “procedural
justice” in bundled housing, where a person can lose housing for refusing
to follow treatment recommendations.[33]
Because of their
primary focus on therapeutic services, mental health providers may believe
that conditioning occupancy on acceptance of services is an appropriate
incentive structure to ensure treatment compliance.[34] The
inherent characteristics of the congregate, service-mandated model-"fixed
facilities with fixed staffing patterns”[35] -nurture
operational practices that mirror those of mental health institutions and
do little to prepare consumers to live independently.[36]
While the exercise
of leverage is theoretically possible in any housing program, on-site services
and a congregate setting are more strongly correlated with coercion. Conversely,
when a person with a psychiatric disability is living in an apartment or
other independent setting, state and federal law make it much more difficult
to use housing as leverage.[37] At the most concrete
level, if people with psychiatric disabilities are considered tenants,[38] then state law is likely to prohibit
the termination (or threatened termination) of housing for “treatment noncompliance”
as long as they were abiding by the basic obligations of tenancy. Many
judges would be unlikely to enforce mental health service requirements
under these circumstances.[39] In this fashion, the rule of
law inhibits the unwarranted use of coercion, and weeds out frivolous attempts
to evict or terminate. Without the ability to resort to coercion, mental
health systems would have to make more frequent use of constructive engagement
strategies to secure compliance with treatment.
In promulgating
the ADA regulations, “the Attorney General expressly acknowledged in the
ADA rule the obligation of all public entities to modify regular programs
and provide auxiliary aids and services for persons with disabilities in
regular programs, even where such program modifications and services
already are appropriately offered to persons with disabilities in a segregated
setting. If an individual with a disability chooses not to participate
in the separate program, the public entity is required to provide the necessary
program modifications and auxiliary aids and services in the regular setting....”[40] As
outlined above, the Supreme Court adopted this view in its Olmstead decision.
Re-Examining The Core Values of Community Mental
Health
Whether out of
commitment to a philosophy of person-centered planning, or out of concern
for legal liability, state mental health systems are struggling with how
to balance old-fashioned ways of thinking with 21st century
mandates. Innovative mental health commissioners have committed their states’
systems to integrated housing[41] and
to ridding the system of coercion (except in emergency circumstances).[42] Such clear and strong statements of
values can change the whole system by creating disincentives for frivolous
coercion and making it safer to speak out about rights and abuses within
the system.
When faced with
the question about whether bundling housing and services is effective,
our answer has much to say about our aspirations for people with psychiatric
disabilities. Certainly, we could put everyone with a diagnosis in a secure
congregate facility in the community and claim to be in favor of community
integration. However, federal law and common sense suggest that this would
be inappropriate. The degree to which a mental health system is prepared
to take risks, and to allow consumers to take risks with regard to housing
and service use is a fair measure of its commitment to person-centered
planning and community integration.[43]
If the housing
is conceptualized as permanent, and as a “home” rather than a residential
treatment site, then it is counterintuitive to take (or threaten to take)
the housing away because of treatment issues. In many cases, it is the
very unavailability or withholding of a basic human need-like housing-that
exacerbates the symptoms of mental illnesses. How can a system that pledges
fealty to the goal of community integration maintain policies that permit
such withholding as a form of behavior control? And how can the
ethical codes of psychiatrists, psychologists, social workers and other
mental health professionals permit them to enforce such policies?[44]
Mental health
professionals are called upon to identify appropriate housing for consumers
on a regular basis. But when their own conception of what is possible is
constrained by a system that thinks in terms of “beds” and “slots” rather
than “homes,” and where there are powerful, inertial forces with a stake
in the current approach, it is not surprising that congregate housing is
over-prescribed. A place to restart the inquiry would be to have every
mental health system ask itself the following question: “Do individuals
with psychiatric disabilities need residential treatment, or do they need
help establishing themselves in a place to live that feels like home?”[45]
More and more
mental health systems acknowledge that recovery should be an important
goal of the mental health system, and at least one model statute makes
it the central focus.[46] State agencies adopt such goals, understanding
the critical relationship between self-determination and recovery.[47]
What Works?
We know that
poor housing correlates with poor community adjustment outcomes,[48] and
that residents of supportive housing have experienced stability in housing,
greater satisfaction and a dramatic reductions in hospital days.[49] Greater
choice in housing is also positively correlated with happiness and life
satisfaction ratings and, ultimately,
with community success.[50] Some
research even suggests that client preference may predict success in
different housing options better than
any other single criterion.[51] Reliance
on congregate models has led to poor quality housing in many states.[52]
The irony is
that recent research indicates that housing programs serving people with
even very severe psychiatric disabilities (and, in many instances, co-occurring
substance abuse problems) can be successfully placed in independent housing
that complies with the ADA and the Olmstead mandate, and which produces
outcomes which are significantly better than the old bundled models.
Pathways to Housing
has demonstrated that such outcomes are possible, even for people coming
in directly off the street, and even in a hyper-inflated market like New
York.[53] The key has been the provision of comprehensive,
but entirely voluntary mental health, addiction and other services.
Pathways “allows clients to determine the type and intensity of services
or refuse them entirely.”[54]
The Pathways
study attempted to answer two questions: “First, can homeless individuals
who live on the streets and who have psychiatric disabilities or substance
addictions successfully obtain and maintain an independent apartment of
their own without prior treatment? And second, do housing programs that
require clients to participate in psychiatric treatment and maintain sobriety
have a greater housing retention rate than a program that first offers
clients access to independent living without requiring treatment?”[55]
The result: “After
five years, 88 percent of those in the Pathways program and 47 percent
of those in the comparison group remained housed....[T]enants of the Pathways
program achieved greater housing tenure than those in the linear residential
treatment settings when the analysis controlled for the effects of the
other client variables in the equation. Specifically, the risk of discontinuous
housing was approximately four times greater for a person in the linear
residential treatment sample than for a person in the Pathways program.”[56]
Most importantly,
“[f]or the homeless clients in these programs, living in apartments of
their own with assistance from a supportive and available clinical staff
teaches them the skills and provides them with the necessary support to
continue to live successfully in the community.”[57] Ironically, Pathways’ commitment to
providing permanent housing equips its residents with the skills that will
allow them to leave Pathways housing and find integrated housing on the
private market.
A number of other
communities have developed outreach, services and housing programs that
have proven effective with “treatment-resistant” or “hard-to-serve” clients,
and have implemented them with virtually no coercion. In 2000, the Connecticut
legislature authorized and funded the Pilot Peer Engagement Specialist
Program,[58] which employs people with psychiatric
disabilities to conduct outreach to consumers who have not been engaged
with the community mental health system. During the past three years, under
the rubric of “AB 34” programs, the California Department of Mental Health
has funded innovative outreach and engagement practices which have shown
significant promise.[59]
The Corporation
for Supportive Housing (CSH), a national financial and technical assistance
intermediary, has worked with local programs in eight states[60]in a proven approach, with verifiable
results.[61] CSH
has consistently advocated for approaches that link housing and services
in ways that are not coercive-that is, housing is not contingent
upon participation in services, but the availability of voluntary services
and the engagement strategies will facilitate access to and retention of
housing by people who might otherwise be rejected by most landlords. It
has recently published a manual on the policy, legal and therapeutic ramifications
of supportive housing.[62]
A
number of other models have demonstrated great success in “unbundling”
housing and services and in creating integrated housing opportunities in
the community, including:
-
Ohio Department of Mental Health: Housing as Housing.
Instead of group-living designs, housing-as-housing emphasizes scattered-site,
mixed-site design, meaning that buildings are geographically dispersed
and that tenancy at a given site includes both mental health consumers
and the general public.
-
The Village Integrated Service Agency. A program
of the Mental Health Association of Los Angeles, the Village allows
its “members” to select the type of housing they want and need as part
of their
personal service plan, which outlines members’ living, work, social
and educational goals. A personal service coordinator advocates with the
local
housing authority for rent subsidies for eligible members, and the
Village’s financial services division makes loans available for security
deposits
and moving expenses.
-
Vinfen Corporation in Massachusetts. Employing
a “zero reject” policy, Vinfen is committed to meeting the needs of
every individual referred regardless of the cultural or linguistic background,
medical needs or the severity of the disability.
-
Housing Unlimited. In Rockville, Maryland,
HUI separates housing from psychiatric services, concentrates on housing
only, and offers permanent housing that emphasizes quality and affordability.
Each HUI home houses two to five tenants.
Conclusion
As we stand at
the threshold of a new era, ushered in by the Supreme Court’s decision
in Olmstead, we have the opportunity to remake mental health housing
programs. If we simply replicate the old congregate models, we’ll be left
with “fixed facilities and fixed staffs,” and we will have lost an opportunity
to qualitatively improve the lives of people with psychiatric disabilities.
Our task as researchers, advocates and policymakers begins with asking
the right questions.[63]
Endnotes
[1] Michael
Allen is former Senior Staff Attorney at the Judge David L. Bazelon Center for Mental
Health Law, 1101 15th Street, N.W., Suite 1212, Washington, D.C. 20005. E-mail: mallen@relmanlaw.com.
[2] Paul
J. Carling, Return to Community: Building Support Systems for People with
Psychiatric Disabilities 93, 94-95 (1996).
[3] Paul
J. Carling, Housing and Supports for Persons with Mental Illness: Emerging
Approaches to Research and Practice, 44 Hosp. & Community
Psychiatry 439, 442 (1993).
[4] Mary
Ann Test & Leonard Stein, Special Living Arrangements: A Model for
Decision Making, 28 Hosp. & Community Psychiatry 608
(1977).
[5] Michael
Kendrick, Some Significant Ethical Issues in Residential Services,
in Choice and Responsibility: Legal and Ethical
Dilemmas in Services for Persons with Mental Disabilities101, 104-05 (Clarence
J. Sundram ed., 1994) (“Few of us would normally have people placed in our
home under the will and direction of others. Yet that is essentially what
is done when we staff residential programs....Not untypically, the staff
are not persons recruited, selected, managed, and disposed of by the resident,
but are unmistakably the agents and employees of other interests. As remarkable
as it may seem, these patterns are so taken for granted as necessary compromises
with the concept of ‘home’ that few persons even stop to consider what things
might be like if the concept of ‘home’ were wholeheartedly pursued and edified.”)
[6] Carling, supra note
3, at 443 (“More specifically, in the area of housing, the paradigm is shifting
toward homes, not residential treatment settings; choices, not placement;
normal roles not client roles; client control; not staff control; physical
and social integration, not segregated and congregate grouping by disability;
in vivo learning in permanent settings, not preparatory learning in transitional
settings; individualized flexible services and supports, not standardized
levels of service; most facilitative, not least restrictive, environments;
and long-terms supports and interdependence, not independence.” .
[7] Michael
Allen, Separate and Unequal: The Struggle of Tenants with Mental Illness
to Maintain Housing, 30 Clearinghouse
Rev. 720 (Nov. 1996).
[8] In
1988, the Ohio Department of Mental Health adopted a policy known as “Housing
as Housing,” which provides: “Persons living in their own housing may need
or desire a great many services of considerable frequency and intensity,
or they may need few, if any, services. The choice to live in one's own home
should not be contingent on the level and frequency of services one needs.” Available
at http://www.newhousingopp.org/hah.htm (last
visited Jan. 28, 2003). In 1996, the Housing Work Group of the National Association
of State Mental Health Project Directors (NASMHPD) adopted a statement disapproving
the bundling of housing and services:
Housing and services are separate needs, and should not be “bundled” together;
rather, they should be provided in partnership with each other. There should
be no service requirements for getting or keeping housing; attaching service
agreements to housing leases is illegal. Termination of tenancy must only
occur based on the same conditions of tenancy that apply to non-disabled
tenants.
NASMPHD Housing Work Group, Best Practices in Housing and Supports for
People with Psychiatric Disabilities, Apr. 1996, at 1.
[9] National
Mental Health Association believes that every consumer has the right to be
fully informed of treatment side effects and treatment alternatives in order
to make informed decisions without coercion or the threat of discontinued
services. Statement on Rights of Persons with Mental Illness, at http://www.nmha.org/position/ps1.cfm (last visited Jan.
30, 2003).
[10] For
example, Community Housing Associates, a group formed in Baltimore to create
and demonstrate holistic ways to combine housing and services for individuals
and families with members who have mental illness, describes its approach
as follows: “By separating housing from services, we believe it can encourage
residents to lead independent, stable lives.” Community Housing Associates, quoted
in Community Information Exchange, Would You Live There? Housing
for People with Special Needs, 45 Strategy
Alert, Fall/Winter 1995, at p. 6.
[11] The
National Council on Disability, an agency chartered by Congress, and whose
members are appointed by the President, has asked Congress to prohibit federal
support for housing with mandatory services. National
Council on Disability, Achieving Independence: The Challenge of the 21st
Century 115-120 (1996).
[12] See
Richard C. Surles, Free Choice, Informed Choice, and Dangerous Choice,
in Choice and Responsibility: Legal and Ethical Dilemmas for Persons
with Mental Disabilities, supra note 5, at 21 (“If we are to
promote choice, we have to be prepared to accept consequences. And if we
give priority to patient safety, we should give up the pretense of defending
patient choice.”
[13] Success
must be measured by other than the traditional indices (reduction in hospital
days, days homeless or days in jail/prison), and examine connection to community
life, satisfaction with living arrangements, feelings of empowerment and
similar issues.
[14] Most
observers agree that mental health services and supports continue to be important
to community success after a consumer moves out of the institution or congregate
setting. See, e.g., Olmstead, 527 U.S. at 610 (Kennedy,
J., concurring in judgment) (It would be wrong to place people with serious
mental illnesses into community settings “devoid of the services and attention
necessary for their condition.”); Sandra Newman & M. Susan Ridgely, Independent
Housing for Persons with Chronic Mental Illness, 21 Admin. & Policy
in Mental Health 199 (1994). See also Ohio Department of Mental
Health, supra note 8 (“The housing-as-housing approach separates housing
from treatment services, in that the need for decent, stable, affordable
housing is different from the need for services. However, the housing must
be connected to services, in the sense that supportive services must be available
to people in their own homes to assist and sustain them in a natural environment.
The housing-as-housing concept is not like the idea of ‘independent living’...
in which having an ‘independent’ living arrangement is equated with minimal
or no need for services.”)
[15] See Corporation for Supportive Housing, Between the Lines: A Question
and Answer Guide on Legal Issues in Supportive Housing 92-93 (2001)
(except in specified federal programs permitting the practice, "requirements
that a tenant participate in a service program may present discrimination
problems for housing providers and may not be enforceable.")
[16] See, e.g., Technical Assistance Collaborative and Consortium
for Citizens with Disabilities, Priced Out in 2000: The Crisis Continues (2001)
(there is no housing market in the country where a person with a disability
receiving SSI benefits can afford to rent a modest efficiency or one-bedroom
unit).
[17] See Allen, supra note
7, at 722-23.
[18] Id.
at 723-27.
[19] Carling, supra note
3, at 441.
[20] Rita
Ogilvie, The State of Supported Housing for Mental Health Consumers: A
Literature Review, 21 Psychiatric Rehabilitation J. 122 (1997).
[21] Id.
at 66. See Russell K. Schutt & Stephen M. Goldfinger, Housing
Preferences and Perceptions of Health and Functioning Among Homeless Mentally
Ill Persons, 47 Psychiatric Services 381 (1996) (diagnosis
of mental illness does not interfere with rational decision making about
where to live).
[22] Bonnie
Milstein & Steven Hitov, Housing and the ADA, in Implementing the Americans with Disabilities
Act 137, 145 (Lawrence Gostin & Henry Beyer eds., 1993).
[23] Kendrick, supra note
5, at 111.
[24] Beth
Tanzman, An Overview of Surveys of Mental Health Consumers’ Preferences
for Housing and Support Services, 44 Hosp. & Community
Psychiatry 450 (1993). See also E. Sally Rogers et al., The
Residential Needs and Preferences of Persons with Serious Mental Illness: A
Comparison of Consumers and Family Members, 21(1) J.
Mental Health Admin. 42 (1994). See Schutt & Goldfinger, supra note
21, at 382 (citing Paul Carling, Major Mental Illness, Housing and Supports:
The Promise of Community Integration, 45 Am.
Psychologist 969-975 (1990)) (“The belief that consumer choice should
be a central principle of housing placement is based on the philosophy that
persons who are mentally ill have the right to make their own decisions and
the belief that these persons will make appropriate choices about the supports
they need.”).
[25] Cathy
Owen et al., Housing Accommodation Preferences of People with Psychiatric
Disabilities, 47 Psychiatric Services 628 (1996).
[26] Stephen
M. Goldfinger et al., Housing Placement and Subsequent Days Homeless Among
Formerly Homeless Adults with Mental Illness, 50 Psychiatric
Services 674, 678 (1999).
[27] Don
Fitz & Richard C. Evenson, Recommending Client Residence: A Comparison
of the St. Louis Inventory of Community Living Skills and Global Assessment,
23 Psychiatric Rehabilitation J. 107
(1999).
[28] 527
U.S. 581 (1999).
[29] Arlene
S. Kanter, A Home of One’s Own: The Fair Housing Amendments Act of 1988 and
Housing Discrimination Against People with Mental Disabilities, 43 AM. U.
L. REV. 925, 932-33 (1994).
[30] Carling, supra note
3, at 442-443, 446.
[31] See
generally, e.g., Allen, supra note 7; Jennifer
Honig, Impact of Community Residence Tenancy Law on the Use of Housing
to Coerce Treatment, The Advisor, Spring 1997.
[32] One
notable exception if the Massachusetts Community Residence Tenancy (CRT)
Law, under which the state has established such a formal procedure, and given
precedential effect to hearing decisions. One seasoned advocate has concluded
that the CRT Law “spotlights a widespread practice of [the Department of
Mental Health] and residential service providers which cannot survive its
promulgation: requiring residents to engage in mental health treatment as
a condition of occupancy. This requirement is inconsistent with the CRT
law and must be discontinued." Jennifer Honig, Impact of Community
Residence Tenancy Law on the Use of Housing to Coerce Treatment, The
Advisor, Spring 1997, at 23 (emphasis added).
[33] The
pressure to participate in mental health treatment may subside when residents
become more aware of their rights, id., but mental health systems
and private providers do little to educate residents about their rights.
[34] See, e.g.,
Community Information Exchange, supra note 10, at 6 (“Some providers
think there must be a mechanism to force people to change their lives, such
as making housing contingent upon fulfillment of a behavioral contract....These
providers tie a fixed bundle of services to the housing and require residents
to take the treatment or services offered.”
[35] Robert
S. Frazier & Howard T. Baker-Smith, Predicting Appropriate Level of
Care in an Innovative Residential Program Design for People with Mental Illness,
21 Psychiatric Rehabilitation J. 181, 182
(1997).
[36] Id.
at 182 (“These large facilities may have a tendency to teach the skills required
for living in congregate living situations rather than the skills necessary
to live independently. Sometimes the larger facilities actually impose barriers
to the acquisition of independent living skills.”
[37] See "What
Works," infra.
[38] See Allen, supra note
7, at 732-36.
[39] See Corporation for Supportive Housing, Between the Lines: A Question
and Answer Guide on Legal Issues in Supportive Housing 92-93 (2001).
[40] Timothy
M. Cook, The Americans with Disabilities Act: The Move to Integration,
64 Temp. L.Rev. 393, 431 (1991) (emphasis in original) (citing
56 Fed. Reg. 35,703-04 (1991)).
[41] See note
8, supra.
[42] Howard
Copeland, Vermont's Vision of a Public System For Developmental and Mental
Health Services Without Coercion, available at http://www.state.vt.us/dmh/rod.pdf (last
visited Jan. 31, 2003).
[43] Kendrick, supra note
5, at 111 (“While the availability of choices may be a relative improvement,
it is notable that the choice [consumers] might exercise are always subject
to the initiative and approval of the authorities who control their life
circumstances.”).
[44] Id.,
at 105-106 (“...at least some of those leaders and professionals in the field
are either doubtful that ‘home’ can be achieved as a practical matter, or
are actively resistant to the proposition. When a field is dominated by a
view of clients as pathologically or irreversibly different, it is understandable
that the dominant residential model will not be normative and probably significantly
deficient.”).
[45] Ronald
J. Diamond , The Psychiatrist’s Role in Supported Housing, 44 Hosp. & Community Psychiatry 461, 462 (“A stable living
situation is critical in the successful treatment and rehabilitation of persons
with serious mental illness. What is required is not just a warm warehouse
where persons with mental illness can be stored, but a residence of reasonable
quality that is acceptable to the client and that has the potential for becoming
a home as well as providing housing.”).
[46] See Bazelon Center for Mental Health Law, An Act Providing a Right to
Mental Health Services and Supports (2002).
[47] William A. Anthony, Recovery from
Mental Illness: the Guiding Vision of the Mental Health Service System,
16(4) Psychosocial Rehabilitation
J. 11, 11-24 (1993): Debra
S. Srebnick, Perceived Choice and Success in Community Living for People
with Psychiatric Disabilities (1992).
[48] F.
Baker & C. Douglas, Housing Environments and Community Adjustment
of Severely Mentally Ill Persons, 26(6) Community
Mental Health J. (1990).
[49] Debra
J. Rog & John Hornik, Research to Practice: Implications of a National
Study of Supported Housing, Presentation at the Institute of State Olmstead
Coordinators, October 2, 2002 (on file with author) (While consumers in supportive
housing programs tended to receive fewer mental health and housing-related
services than consumers living in group homes and supervised apartments,
they show no significant differences in outcomes). J. McCarthy & G. Nelson, An
Evaluation of Supportive Housing for Current and Former Psychiatric Patients,
42 Hosp. & Community Psychiatry 1254
(1991).
[50] Debra
Srebnik et al., Housing Choice and Community Success for Individuals with
Serious and Persistent Mental Illness, 31(2) Community
Mental Health J. 139 (1995).
[51] Priscilla
Ridgeway & Anthony M. Zipple, The Paradigm Shift in Residential Services:
From the Linear Continuum to Supported Housing Approaches, 13(4) Psychosocial Rehabilitation J. 11 (1990).
[52] See Clifford
Levy, For Mentally Ill, Death and Misery, N.Y.
Times, April 28, 2002, at A1; Eyal Press & Jennifer
Washburn, Neglect for Sale, 11(12) Am. Prospect 1 (May 8, 2000); Katherine
Boo, Invisible Deaths: the Fatal Neglect of D.C.'s Retarded: System Loses
Lives and Trust, Wash. Post, December 5, 1999, at A1.
[53] Sam Tsemberis & Ronda
Eisenberg, Pathways to Housing: Supported Housing for Street-Dwelling
Homeless Individuals with Psychiatric Disabilities, 51 Psychiatric Services 487, 489 (2000)
[54] Id.
at 489.
[55] Id.
[56] Id.
at 491. See also James M. Mandelberg & Lawrence Telles, The
Santa Clara County Clustered Apartment Project, 14 Psychiatric
Rehabilitation J. 21 (1990) (even people with severe impairments can
succeed in the right housing model; also deals with issues of social isolation
by establishing scattered site housing in a small geographic area where people
can walk to see one another, and where consumers are actively encouraged
to provide social support for one another).
[57] Tsemberis & Eisenberg, supra note
53, at 492.
[58] Conn.
Gen. Stat. ' 17a-484b (2001).
[59] In
September 1999, the California legislature enacted Assembly Bill 34 (AB 34)
to provide funding for three counties (Los Angeles, Sacramento and Stanislaus)
for Demonstration Pilot programs to provide comprehensive services to severely
mentally ill persons who are “homeless recently released from a County jail
or the State prison, or others who are untreated, unstable, and at significant
risk of incarceration or homelessness unless treatment is provided to them.” Since
that time, the California Department of Mental Health estimates that people
served by AB 34 programs have experienced a 66% decrease in number of days
of psychiatric hospitalization, an 82% decrease in days of incarceration,
and 80% fewer days of homelessness. See President’s New Freedom Commission on Mental Health, Interim
Report to the President (2002) at Box 4.
[60] California,
Michigan, Illinois, Ohio, Minnesota, New York, New Jersey and Connecticut. See CSH
website, at www.csh.org for more details
on efforts in these states.
[61] See, e.g., Dennis
P. Culhane et al., Public Service Reductions Associated with Placement
of Homeless Persons with Severe Mental Illness in Supportive Housing,
13(1) Housing Pol’y Debate 107 (2002).
[62] See Corporation for Supportive Housing, supra note 39.
[63] Carling, supra note
3, at 445 (Answering the questions about where people with psychiatric disabilities
live, where they want to live and how we can help them succeed in their preferred
settings “requires a shift from research as defined by mental health professionals
to that defined by consumers....begin defining ‘success’ in terms of quality
of life variables such as physical and material well-being; relations with
other people; social, community and civic activities; personal development
and fulfillment; and recreation.”).
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